Forge Financial
Firm details
- Headquarters
- Edmond, Oklahoma
- CRD number
- 306480
- Registered since
- January 15, 2020
- Website
- shawfinancialinc.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI55.89%
- Individuals43.69%
- Corporations / Businesses0.32%
- Pension & Profit Sharing Plans0.08%
- Charitable Organizations0.02%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Forge Financial is a limited liability company that operates as a non-independent retail registered investment adviser and registered representative of a broker-dealer. The firm became SEC-registered in 2020 and is owned by an individual principal. It bills clients on a percentage-of-assets-under-management basis and describes itself as a capital allocator, serving both individual and family clients as well as institutional accounts. Core advisory activities include discretionary portfolio management for individuals and small businesses and the selection of outside advisers. Forge Financial does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds94%
- Non-Investment Grade Corp Bonds2%
- Other2%
- Exchange Traded Equities1%
- Cash & Cash Equivalents1%
Contacts
3 of 14
Royse Mccasland
Financial ServicesCRD 4222941
Geoffrey Weiss
Assistant Operations ManagerCRD 6943195
David Gibson
Financial ConsultantCRD 7190536
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 40Active vs passive
$2.1B in ETFs
5%
$98.4M
95%
$2B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| CAPITAL GROUP DIVIDEND VALUE ETF (CGDV) | Capital Group | Active | Large Value | $280M | 5,686,869 | 13.11% |
Location
Edmond, OK
Oklahoma
Location
Edmond, OK
Headquartered in Edmond, OK, anchoring the Oklahoma City-Shawnee, OK metro in the South.
- Metro area
- Oklahoma City-Shawnee, OK
- Region
- South
- County
- Oklahoma
- Address
- 2901 S Bryant Ave
- Time zone
- CT (UTC-6)
- Office locations
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