Forge Financial

Overview

Forge Financial is a privately owned limited liability company that registered with the SEC in 2020 and operates as a non-independent retail RIA. The firm functions as a broker‑dealer registered representative and describes itself as a capital allocator, providing portfolio management for individuals and small businesses and selecting third‑party advisers for clients. Its client mix includes both individual/family and institutional relationships, and it charges fees as a percentage of assets under management. Forge Financial does not identify as an active ESG investor. The firm’s implementation approach favors pooled public vehicles (mutual funds and ETFs) for core exposures while also allocating capital to external alternative fund managers. Its advisory scope — managing discretionary portfolios and sourcing outside managers — suggests a hybrid model that blends in‑house use of public funds with outsourced specialist strategies where the firm deems appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives