FOG City Advisors, LLC

RIASEC RegisteredEst. 2025
Total AUM
$144M
Discretionary
$144M
100% of AUM
Avg account
$325K
Accounts
442
Employees
5
Advisory reps
2

Firm details

Headquarters
Albany, California
CRD number
321822
Registered since
June 17, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI84.62%
  • Individuals14.83%
  • Corporations / Businesses0.55%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

FOG City Advisors, LLC is an independent registered investment adviser organized as a limited liability company. The firm lists SEC registration in 2025 and is owner-operated. It serves both individual and family clients as well as institutional clients, and its advisory work centers on financial planning and discretionary portfolio management for individuals and small businesses. FOG City Advisors also identifies accounting as a business activity, and it charges clients using a mix of percentage-of-AUM fees and fixed fees. The firm reports it is not an active ESG investor and does not operate as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, US Government Bonds 7%, Exchange Traded Equities 4%, State & Local Bonds 2%, Cash & Cash Equivalents 2%85%
  • Public Funds/Mutual Funds85%
  • US Government Bonds7%
  • Exchange Traded Equities4%
  • State & Local Bonds2%
  • Cash & Cash Equivalents2%

Contacts

2 of 2
  • Thinh Nguyen

    Thinh Nguyen

    Associate AdvisorCRD 7802154

  • Mark Pingree

    Mark Pingree

    Financial PlannerCRD 6438076

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Albany, CA

Alameda

Location

Albany, CA

Headquartered in Albany, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Alameda
Address
828 San Pablo Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth