Focused Up Financial, LLC

RIASEC Registered
Total AUM
$12.5M
Discretionary
$12.5M
100% of AUM
Avg account
$118K
Accounts
106
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
293504
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals75.72%
  • HNWI24.28%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Focused Up Financial, LLC is an independent registered investment advisor that operates as a limited liability company. The firm primarily serves individual and family clients, offering a range of financial planning services and portfolio management tailored to the needs of individuals and small businesses. The firm is owned by an individual and is classified as a capital allocator, indicating a focus on managing and allocating client assets effectively. Their fee structure includes hourly charges and fixed fees, allowing for flexibility in client engagements. The firm does not actively engage in ESG investing and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, US Government Bonds 12%, Cash & Cash Equivalents 7%, Exchange Traded Equities 5%76%
  • Public Funds/Mutual Funds76%
  • US Government Bonds12%
  • Cash & Cash Equivalents7%
  • Exchange Traded Equities5%

Contacts

1 of 1
  • Charles Horonzy

    Charles Horonzy

    Owner / Financial PlannerCRD 6926600

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth