Focused Alpha, LLC
Firm details
- Headquarters
- Greenwood Village, Colorado
- CRD number
- 310591
- Registered since
- June 2, 2021
- Website
- www.focusedalpha.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI47.7%
- Individuals26.52%
- State / Municipal Government22.68%
- Corporations / Businesses3.11%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Focused Alpha, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2021. The firm acts as a capital allocator and serves both individual/family clients and institutional clients. Its advisory services include financial planning, discretionary portfolio management for individuals, small businesses and institutions, and selection of outside advisers. In addition to advisory work, the firm operates an insurance brokerage. Fee arrangements are flexible across percentage-of-AUM schedules as well as hourly and fixed fees; the firm also accepts commissions. Focused Alpha does not identify as an active ESG investor and is not positioned as a multi-state adviser per its filing.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds56%
- Exchange Traded Equities28%
- Cash & Cash Equivalents10%
- Investment Grade Corp Bonds3%
- State & Local Bonds2%
Owners & executives
3 of 3Robert Straus
Chief Investment OfficerCRD 1864807
Kevin Goldin
CEO & Senior AdvisorCRD 2438189
Gery Sadzewicz
Chief Executive OfficerCRD 1090963
Contacts
3 of 4
Connor Jackson
Vice President, Wealth ManagementCRD 6443043
Daniel Barotz
President & Senior AdvisorCRD 5114484
Ryan Freberg
Managing PartnerCRD 5990091
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 120Active vs passive
$231M in ETFs
57%
$131M
29%
$101M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $20.5M | 27,433 | 8.89% |
Location
Greenwood Village, CO
Arapahoe
Location
Greenwood Village, CO
Headquartered in Greenwood Village, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- Arapahoe
- Address
- 5680 Greenwood Plaza Blvd
- Time zone
- MT (UTC-7)
- Office locations
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