Focus 401 (K) Group, LLC

RIASEC RegisteredEst. 2014

Total AUM

$170M

Discretionary

$170M

100% of AUM

Avg account

$6.3M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Addison, Texas
CRD number: 172217
Registered since: July 11, 2014
Website: www.focus401kgroup.com
Custodians: RELIANCE TRUST COMPANY, FIDELITY DISTRIBUTORS COMPANY LLC, MID ATLANTIC CAPITAL CORPORATION, EMPOWER TRUST, ASCENSUS TRUST, PRINCIPAL SECURITIES, INC., VESTWELL TRUST COMPANY, MASSACHUSETTS FIDELITY TRUST
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans100%
Services: Pension Consulting

Firm profile

FINTRX

Overview

Focus 401 (K) Group, LLC is organized as a limited liability company and is registered with the SEC (registration date 2014). The firm operates as an institutional registered investment adviser and serves an institutional client base. Its stated advisory activity includes pension consulting services. The firm's business model charges both a percentage of assets under management and fixed fees. The snapshot data indicates the firm is not an active ESG investor, is not a multi-state adviser, and does not act as a capital allocator.