FNEX WEALTH, LLC

RIASEC RegisteredEst. 2025
Total AUM
$122M
Discretionary
$122M
100% of AUM
Avg account
$2.2M
Accounts
56
Employees
2
Advisory reps
2

Firm details

Headquarters
INDIANAPOLIS, Indiana
CRD number
334569
Registered since
March 18, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI91.59%
  • Individuals8.27%
  • Charitable Organizations0.12%
  • Investment Companies0.02%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Fnex Wealth, LLC is a fee-based advisory firm that focuses on portfolio management for individuals and small businesses, while also serving institutional and family clients. The firm’s reported investment stance is equity-centric: a large portion of client assets are held in exchange-traded equities and ETFs, and discretionary management represents the lion’s share of its AUM. Fnex Wealth operates with a percentage-of-AUM fee model and maintains a broker-dealer affiliation to support its trading and execution infrastructure. The firm is listed as SEC-registered in 2025 and does not present itself as an active ESG investor or a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Public Funds/Mutual Funds 16%, Private Funds 8%, Cash & Cash Equivalents 6%, US Government Bonds 1%69%
  • Exchange Traded Equities69%
  • Public Funds/Mutual Funds16%
  • Private Funds8%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%

Owners & executives

1 of 1
  • Thomas Hertog

    Chief Compliance OfficerCRD 4850163

Contacts

1 of 1
  • Robert Dalzell

    PresidentCRD 5811956

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

INDIANAPOLIS, IN

MARION

Location

INDIANAPOLIS, IN

Headquartered in INDIANAPOLIS, IN, anchoring the Indianapolis-Carmel-Muncie, IN metro in the Midwest.

Metro area
Indianapolis-Carmel-Muncie, IN
Region
Midwest
County
MARION
Address
1 Indiana Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth