Floyd Capital Management

RIASEC Registered
Total AUM
$214M
Discretionary
$199M
93% of AUM
Avg account
$693K
Accounts
308
Employees
4
Advisory reps
3

Firm details

Headquarters
Texarkana, Texas
CRD number
111576
Registered since
August 31, 2001
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI79%
  • Corporations / Businesses18.97%
  • Pension & Profit Sharing Plans1%
  • Individuals0.8%
  • Charitable Organizations0.23%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Floyd Capital Management is an independent, sole-proprietorship Registered Investment Adviser that provides portfolio management services to individuals, small businesses and institutional clients. The firm is SEC-registered and has been registered since 2001. Ownership is individual, and the practice charges clients on a percentage-of-AUM fee basis. Advisory activity centers on discretionary portfolio management for private clients; the firm does not identify as an active ESG investor, is not a multi-state adviser, and does not present itself as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Cash & Cash Equivalents 66%, Exchange Traded Equities 28%, Public Funds/Mutual Funds 6%66%
  • Cash & Cash Equivalents66%
  • Exchange Traded Equities28%
  • Public Funds/Mutual Funds6%

Owners & executives

1 of 1

  • Benjamin Floyd

    Chief Compliance OfficerCRD 1551383

Contacts

2 of 2
  • Benjamin LeGrand

    Benjamin LeGrand

    Operations ManagerCRD 7857739

  • Koltlon Johnson

    Koltlon Johnson

    OperationsCRD 7989328

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$115M in ETFs

Passive

100%

$115M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$115M150,270100.00%

Location

Primary office

Texarkana, TX

Bowie

Location

Texarkana, TX

Headquartered in Texarkana, TX, in the South of the United States.

Region
South
County
Bowie
Address
6004 Summerfield Dr
Time zone
CT (UTC-6)
Office locations

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