FLOODGATE

Exempt Reporting AdvisorFINRA MemberEst. 2012
Total AUM
Accounts
0
Advisory reps
3
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
MENLO PARK, California
CRD number
160983
Registered since
March 30, 2012

Firm profile

FINTRX

Overview

Floodgate operates as a limited liability company and functions primarily as a sponsor and general partner of pooled investment vehicles. The firm’s activity centers on managing venture capital funds rather than offering retail advisory services: it runs multiple private funds that pool capital from limited partners and serve as the vehicle for its investment programs. Floodgate is not flagged as an active ESG investor and is structured under individual ownership. The firm has been registered with the SEC since 2012 and is classified as an unclassified adviser for reporting purposes.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • LORI SIMOTAS

    Chief Financial and Operating OfficerCRD 6022702

Contacts

2 of 2
  • MICHAEL MAPLES

    PartnerCRD 6040114

  • REIKO MIURA-KO

    PartnerCRD 6040116

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

MENLO PARK, CA

SAN MATEO

Location

MENLO PARK, CA

Headquartered in MENLO PARK, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
506 Santa Cruz Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth