FLOATING CAPITAL MANAGEMENT LP

Exempt Reporting AdvisorFINRA MemberEst. 2025
Total AUM
Accounts
0
Advisory reps
1
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
BURLINGAME, California
CRD number
326867
Registered since
March 31, 2025

Firm profile

FINTRX

Overview

Floating Capital Management LP is a limited partnership registered with the SEC in 2025 that operates as a commodity pool operator (CPO) or commodity trading advisor (CTA). The firm acts as sponsor, general partner and managing member of pooled investment vehicles rather than as a traditional retail RIA. Its public profile centers on managing at least one hedge fund vehicle and running strategies common to commodity pools and CTAs — systematic or discretionary exposures implemented through futures, options and other derivatives. The firm is not identified as an active ESG investor and it is not positioned as a multi-state advisory platform or pension consultant. The organizational footprint and filings indicate a manager-focused business model: the entity primarily runs pooled vehicles and retains direct management control rather than functioning as an external allocator. That structure points to a client base driven by fund investors (qualified or institutional) rather than individual advisory accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

1 of 1
  • GAURAV GUPTA

    Founder & Managing PartnerCRD 5804697

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BURLINGAME, CA

SAN MATEO

Location

BURLINGAME, CA

Headquartered in BURLINGAME, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN MATEO
Address
533 Airport Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth