Flax Pond Capital, LLC
Firm details
- Headquarters
- ,
- CRD number
- 324332
- Registered since
- February 6, 2023
- Website
- www.flaxpondcapital.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI74.95%
- Individuals24.89%
- Charitable Organizations0.16%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Flax Pond Capital, LLC is an independent, SEC-registered advisory firm organized as an LLC and registered in 2023. The firm serves individual and family clients as well as select institutional accounts. Its advisory offering centers on financial planning and discretionary portfolio management for individuals and small businesses. Compensation is primarily a percentage of assets under management, with hourly charges available for certain planning engagements. Flax Pond does not market itself as a capital allocator, is not an active ESG investor, and does not identify as a multi-state adviser in the snapshot data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities46%
- Cash & Cash Equivalents29%
- US Government Bonds25%
Owners & executives
1 of 1
Nancy Thrasher
Chief Compliance OfficerCRD 5030028
Contacts
2 of 2Michael Crew
Investment Advisor RepresentativeCRD 4342203
Christopher Zafiriou
President & FounderCRD 3021575
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 5Active vs passive
$22.7M in ETFs
87%
$19.7M
13%
$2.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR GOLD TRUST (GLD) | State Street | Passive | Commodities Focused | $11.6M | 31,557 | 51.28% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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