Flaharty Asset Management, LLC

RIASEC RegisteredEst. 2013

Total AUM

$902M

Discretionary

$899M

100% of AUM

Avg account

$459K

Accounts

1,964

Employees

Advisory reps

Firm details

Headquarters: Clearwater, Florida
CRD number: 168495
Registered since: August 27, 2013
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI82.2%
Individuals13.94%
Corporations / Businesses3.22%
Pension & Profit Sharing Plans0.49%
Charitable Organizations0.15%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Flaharty Asset Management, LLC is an independent, SEC-registered registered investment adviser formed as an LLC in 2013. The firm serves both individual/family and institutional clients and functions as a capital allocator, offering financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, pension consulting-related services, and educational workshops. Its fee arrangements include asset-based percentage fees as well as hourly and fixed-fee engagements. Flaharty leans away from ESG-labeled strategies and is affiliated with an insurance company. The firm has been recognized by Forbes on its list of top RIA firms in both 2023 and 2024.