Flaharty Asset Management, LLC

RIASEC RegisteredEst. 2013

Total AUM

$902M

Discretionary

$899M

100% of AUM

Avg account

$459K

Accounts

1,964

Employees

Advisory reps

Firm details

Headquarters: Clearwater, Florida
CRD number: 168495
Registered since: August 27, 2013
Custodians: LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI82.2%
Individuals13.94%
Corporations / Businesses3.22%
Pension & Profit Sharing Plans0.49%
Charitable Organizations0.15%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Flaharty Asset Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2013. The firm acts as a capital allocator for individuals, families and institutional clients, offering financial planning, portfolio management for individuals and small businesses as well as for businesses and institutions, pension consulting, manager selection and educational workshops. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. Flaharty does not identify as an active ESG investor and lists an insurance company among its industry affiliations. The firm was recognized by Forbes on its RIA lists in both 2023 and 2024.