Fisher\SMB

RIASEC Registered

Total AUM

$6.8B

Discretionary

$6.8B

100% of AUM

Avg account

$3.7M

Accounts

1,848

Employees

159

Advisory reps

Firm details

Headquarters: Carrollton, Texas
CRD number: 331205
Registered since: May 31, 2024
Custodians: ASCENSUS TRUST, EMPOWER
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans98.6%
State / Municipal Government1.4%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Fisher\SMB is organized as an LLC and is classified as an institutional registered investment adviser. The firm is SEC registered (registered in 2024). Its client mix is described as institutional, and its advisory menu includes portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Fee arrangements combine percentage-of-AUM and fixed-fee structures. The firm reports domestic ownership (a combination of a domestic entity and an individual).