Fisher\SMB

RIASEC Registered

Total AUM

$6.8B

Discretionary

$6.8B

100% of AUM

Avg account

$3.7M

Accounts

1,848

Employees

159

Advisory reps

71

Firm details

Headquarters: Carrollton, Texas
CRD number: 331205
Registered since: May 31, 2024
Custodians: ASCENSUS TRUST, EMPOWER
Fee structure: Percentage of AUM, Fixed Fees
Client types: Pension & Profit Sharing Plans98.6%
State / Municipal Government1.4%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Fisher\SMB is organized as an LLC and is classified as an institutional registered investment adviser. The firm is SEC registered (registered in 2024). Its client mix is described as institutional, and its advisory menu includes portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Fee arrangements combine percentage-of-AUM and fixed-fee structures. The firm reports domestic ownership (a combination of a domestic entity and an individual).

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds100%

Owners & executives

1 of 1

Melanie Huff
Chief Compliance OfficerCRD 2555640

Contacts

3 of 70

Kimberly Ellis
Investment Adviser RepresentativeCRD 5728485
Hayden Lackey
Retirement CounselorCRD 5745244
Chen-han Wang
Retirement CounselorCRD 5860509

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Carrollton, TX

Denton

Location

Carrollton, TX

Headquartered in Carrollton, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area: Dallas-Fort Worth, TX-OK
Region: South
County: Denton
Address: 4100 International Pkwy
Time zone: CT (UTC-6)
Office locations

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