Fisher\SMB
Firm details
- Headquarters
- Carrollton, Texas
- CRD number
- 331205
- Registered since
- May 31, 2024
- Custodians
- ASCENSUS TRUST, EMPOWER
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Pension & Profit Sharing Plans98.6%
- State / Municipal Government1.4%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Fisher\SMB is a limited liability company that registers as an institutional RIA (SEC registered in 2024). The firm lists its primary client base as institutional, while its advisory services include portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Fee arrangements combine percentage-of-AUM and fixed-fee structures. The firm does not position itself as a capital allocator and is not flagged as an active ESG investor in the available data.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Contacts
3 of 65Katharine Hart
Vice President of OperationsCRD 3180999
Jack Healy
Associate Vice PresidentCRD 7239952
Dylan Marks
Associate Vice PresidentCRD 6187489
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Carrollton, TX
Denton
Location
Carrollton, TX
Headquartered in Carrollton, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Denton
- Address
- 4100 International Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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