First Step Wealth Planning

RIASEC RegisteredEst. 2025
Total AUM
$31.3M
Discretionary
$31.3M
100% of AUM
Avg account
$272K
Accounts
115
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
317527
Registered since
May 13, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Fixed Fees
Client types
  • HNWI84.06%
  • Individuals15.94%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

First Step Wealth Planning is an independent, individual-owned RIA that provides fee-for-service financial planning and portfolio management to individuals and families. The firm describes itself as a capital allocator and offers selection of other advisers alongside direct portfolio management for individuals and small businesses. It reports a fixed-fee model rather than percentage-based investment fees, and it does not identify as an ESG-focused adviser. First Step Wealth Planning registered with the SEC in 2025.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, US Government Bonds 19%, Public Funds/Mutual Funds 17%, State & Local Bonds 1%, Cash & Cash Equivalents 1%62%
  • Exchange Traded Equities62%
  • US Government Bonds19%
  • Public Funds/Mutual Funds17%
  • State & Local Bonds1%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Erik Nero

    Erik Nero

    Founder & PresidentCRD 4047258

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth