First Sentier Investors

RIASEC RegisteredEst. 2016
Total AUM
$5.4B
Discretionary
$5.4B
100% of AUM
Avg account
$490M
Accounts
11
Employees
48
Advisory reps
12

Firm details

Headquarters
George Town Grand Cayman,
CRD number
283669
Registered since
August 8, 2016
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles90.04%
  • Pension & Profit Sharing Plans9.96%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

First Sentier Investors operates as a corporate hedge fund adviser with an institutional client focus. Registered with the SEC since 2016, the firm provides portfolio management for pooled investment vehicles and for business or institutional clients and also operates as a CPO/CTA. Ownership is listed as a mix of foreign entity and individual ownership. Fee arrangements include both percentage-of-assets and performance-based fees. The firm does not identify as an active ESG investor. Regulatory and market-facing roles extend beyond pure advisory work: reported industry affiliations cover broker-dealer relationships, banking and trust activities, insurance company links, real estate brokerage, and sponsorship or management roles for pooled investment vehicles. That footprint suggests First Sentier Investors engages across trading, custody/servicing, and sponsor functions in addition to portfolio management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Non-Exchange Traded Equities 100%100%
  • Non-Exchange Traded Equities100%

Owners & executives

3 of 3
  • Ashley Conn

    Chief Financial OfficerCRD 4981615

  • Amanda Gazal

    Chief Operating OfficerCRD 7869468

  • Harry Moore

    Harry Moore

    Chief Commercial OfficerCRD 7170791

Contacts

3 of 9
  • John Dorrian

    John Dorrian

    DirectorCRD 5421669

  • Diloshini Seneviratne

    DirectorCRD 7082494

  • Lisa Warburton

    Group General CounselCRD 7658611

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

George Town Grand Cayman, null

Location

George Town Grand Cayman, null

Headquartered in George Town Grand Cayman, null.

Address
190 Elgin Ave
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth