FIRST PRINCIPLES INVESTMENT MANAGER LLC

Exempt Reporting AdvisorFINRA MemberEst. 2021
Total AUM
Accounts
0
Advisory reps
2
Brokerage reps
0
Avg account
$0

Firm details

Headquarters
BASKING RIDGE, New Jersey
CRD number
317116
Registered since
October 5, 2021

Firm profile

FINTRX

Overview

First Principles Investment Manager LLC is an SEC-registered investment adviser (registered in 2021) organized as an LLC and owned by an individual. Its public profile and filing indicators point to a firm that operates as an adviser and sponsor to pooled investment vehicles rather than a traditional client-facing RIA. The firm is not classified under a standard adviser category in the source data, is not a multi-state adviser, and does not identify as an active ESG investor or a pension consultant. Industry affiliations listed for the firm include roles as an investment adviser and sponsor, general partner, and managing member of pooled investment vehicles, which suggests a governance and operational role in fund management rather than a primary focus on advisory relationships with retail or institutional accounts.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • RAHUL BHATIA

    Managing PartnerCRD 5004658

  • KSHITIJ BHATIA

    Founder and Managing PartnerCRD 5200929

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BASKING RIDGE, NJ

SOMERSET

Location

BASKING RIDGE, NJ

Headquartered in BASKING RIDGE, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
SOMERSET
Address
11 Parkwood Ln
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth