First Nebraska Financial Services

RIASEC RegisteredEst. 2019
Total AUM
$458M
Discretionary
$0
0% of AUM
Avg account
$469K
Accounts
976
Employees
7
Advisory reps
3

Firm details

Headquarters
North Platte, Nebraska
CRD number
298667
Registered since
February 12, 2019
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI61.47%
  • Individuals33.44%
  • Pension & Profit Sharing Plans4.08%
  • Charitable Organizations1.01%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

First Nebraska Financial Services is an independent, SEC-registered advisory firm organized as a limited liability company. Registered in 2019, the firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory scope includes financial planning, discretionary portfolio management for individuals and small businesses, and the selection of external managers, which aligns with its role as a capital allocator. The firm is affiliated with an insurance company and does not identify as an ESG-focused or multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 94%, Exchange Traded Equities 5%, Cash & Cash Equivalents 1%94%
  • Public Funds/Mutual Funds94%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • Mitchell Smith

    Mitchell Smith

    Registered RepresentativeCRD 5683757

  • Darrel Smith

    Darrel Smith

    Executive Vice PresidentCRD 1003219

  • John Smith

    John Smith

    PresidentCRD 1005687

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

North Platte, NE

Lincoln

Location

North Platte, NE

Headquartered in North Platte, NE, in the Midwest of the United States.

Region
Midwest
County
Lincoln
Address
202 W 2nd St
Time zone
CT (UTC-6)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth