First Heartland Consultants, Inc.

RIASEC RegisteredEst. 1994
Total AUM
$2.1B
Discretionary
$1.9B
90% of AUM
Avg account
$217K
Accounts
9,610
Employees
96
Advisory reps
100

Firm details

Headquarters
Lake St Louis, Missouri
CRD number
110377
Registered since
May 23, 1994
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals63.86%
  • HNWI25.91%
  • Pension & Profit Sharing Plans9.5%
  • Corporations / Businesses0.47%
  • Charitable Organizations0.25%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

First Heartland Consultants, Inc. is an independent, individual-owned registered investment adviser that has been SEC-registered since 1994. The firm acts as a capital allocator for both individual and family clients as well as institutional accounts. Its fee options include percentage-of-assets, hourly billing, and fixed fees. Service lines span financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, publication of periodicals/newsletters, and educational seminars and workshops. The firm is not identified as an active ESG investor and lists relationships with broker-dealers, accountants, law firms, insurance companies and pension consultants among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Public Funds/Mutual Funds 29%, Cash & Cash Equivalents 8%, State & Local Bonds 1%62%
  • Exchange Traded Equities62%
  • Public Funds/Mutual Funds29%
  • Cash & Cash Equivalents8%
  • State & Local Bonds1%

Owners & executives

3 of 5
  • Zeonia Christy

    Zeonia Christy

    Chief Compliance OfficerCRD 4067924

  • David Hoff

    David Hoff

    Chief Executive OfficerCRD 1058737

  • Jeanne Jehle

    Jeanne Jehle

    Chief Financial OfficerCRD 4885198

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Contacts

3 of 95
  • John Ligon

    John Ligon

    Financial AdvisorCRD 5649714

  • Samuel Hagemann

    Samuel Hagemann

    ProducerCRD 5663614

  • Anthony Sikorski

    Anthony Sikorski

    Wealth Advisor & Retirement Plan SpecialistCRD 5733673

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 540

Active vs passive

$1.8B in ETFs

Passive

58%

$1B

Active

30%

$741M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$60M683,0113.38%

Location

Primary office

Lake St Louis, MO

Saint Charles

Location

Lake St Louis, MO

Headquartered in Lake St Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Charles
Address
4101 Lake Saint Louis Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth