First Georgetown Securities, Inc

Broker-DealerFINRA MemberEst. 1975
Total AUM
$116M
Discretionary
$116M
100% of AUM
Accounts
123
Employees
4
Advisory reps
4
Brokerage reps
4

Firm details

Headquarters
Alexandria, Virginia
CRD number
5871
Registered since
July 1, 1975
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI65%
  • Individuals35%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

First Georgetown Securities, Inc. is a broker-dealer that provides portfolio management services for individuals and small businesses. The firm operates on a percentage-of-AUM fee model and serves a client base made up of individual and family investors. It is structured as a corporation, has been SEC-registered since 1975, and is owned by an individual. The firm does not market itself as an ESG investor, is not a multi-state adviser, and does not act as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Non-Exchange Traded Equities 35%65%
  • Exchange Traded Equities65%
  • Non-Exchange Traded Equities35%

Contacts

3 of 4
  • Charles Harris

    Financial AdvisorCRD 1005730

  • Mario Segreti

    AssistantCRD 4270158

  • Robert Mann

    OwnerCRD 822903

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Alexandria, VA

Alexandria City

Location

Alexandria, VA

Headquartered in Alexandria, VA, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area
Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region
South
County
Alexandria City
Address
1700 Diagonal Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth