FIRST FIDUCIARY INVESTMENT COUNSEL INC
Firm details
- Headquarters
- CLEVELAND, Ohio
- CRD number
- 111144
- Registered since
- July 1, 1976
- Website
- www.firstfiduciary.com
- Custodians
- CHARLES SCHWAB & CO., INC., LINCOLN INVESTMENT, STIFEL NICOLAUS & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI67.04%
- Charitable Organizations17.2%
- Corporations / Businesses5.68%
- Individuals5.34%
- Other3.58%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
First Fiduciary Investment Counsel Inc. is an independent, privately owned registered investment adviser that has been SEC-registered since 1976. The firm serves both individual and family clients as well as institutional and small business accounts, delivering financial planning and discretionary portfolio management. Its billing mixes percentage-of-AUM fees with fixed fees. Service lines emphasize bespoke portfolio management for individuals, small businesses, and institutions rather than acting as a multi-manager capital allocator. First Fiduciary reports it is not an active ESG investor and does not position itself as a pension consultant or related-adviser network; governance appears to be centered on a single-owner structure.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities90%
- Cash & Cash Equivalents4%
- US Government Bonds3%
- Investment Grade Corp Bonds3%
Owners & executives
1 of 1WILLIAM HENRY
Chief Operating Officer and Portfolio ManagerCRD 5630947
Contacts
3 of 3LAURA COLLINS
Director of OperationsCRD 7869044
MARY ANDERSON
President and Portfolio ManagerCRD 4369629
ANDREW GIVENS
Managing DirectorCRD 7420151
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 15Active vs passive
$14M in ETFs
100%
$14M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES IBONDS DEC 2026 TERM CORPORATE ETF (IBDR) | BlackRock | Passive | Target Maturity | $1.9M | 77,676 | 13.41% |
Location
CLEVELAND, OH
CUYAHOGA
Location
CLEVELAND, OH
Headquartered in CLEVELAND, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.
- Metro area
- Cleveland-Akron-Canton, OH
- Region
- Midwest
- County
- CUYAHOGA
- Address
- 6100 Oak Tree Blvd
- Time zone
- ET (UTC-5)
- Office locations
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