First Citizens Asset Management, Inc

RIASEC RegisteredEst. 2014

Total AUM

$465M

Discretionary

$435M

94% of AUM

Avg account

$365K

Accounts

1,274

Employees

58

Advisory reps

78

Firm details

Headquarters: Raleigh, North Carolina
CRD number: 140777
Registered since: June 19, 2014
Website: www.firstcitizens.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM
Client types: Individuals62.86%
HNWI19.52%
State / Municipal Government16.65%
Corporations / Businesses0.82%
Charitable Organizations0.12%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

First Citizens Asset Management, Inc. is a corporate registered adviser that began SEC registration in 2014 and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory work includes financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and educational seminars. The firm also operates as a registered representative of a broker-dealer and as an insurance broker, and it charges fees as a percentage of assets under management. FINTRX flags the firm as not actively pursuing ESG strategies.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities63%
Public Funds/Mutual Funds20%
US Government Bonds17%

Owners & executives

2 of 2

Phillip Neuhart
Chief Investment OfficerCRD 4696592
Brent Ciliano
CIOCRD 3058895

Contacts

3 of 76

Brett Blankenship
Financial Advisor and Registered RepresentativeCRD 5898533
Jennifer Weed
Sales AssistantCRD 5136240
Kurt Sims
Compliance ManagerCRD 5176828

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 62

Active vs passive

$626M in ETFs

Passive

87%

$542M

Active

13%

$84.6M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES RUSSELL TOP 200 GROWTH ETF (IWY)	BlackRock	Passive	Large Growth	$86.1M	296,224	13.74%

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Primary office

Raleigh, NC

Wake

Location

Raleigh, NC

Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.

Metro area: Raleigh-Durham-Cary, NC
Region: South
County: Wake
Address: 8540 Colonnade Center Dr
Time zone: ET (UTC-5)
Office locations

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