First Citizens Asset Management, Inc
Firm details
- Headquarters
- Raleigh, North Carolina
- CRD number
- 140777
- Registered since
- June 19, 2014
- Website
- www.firstcitizens.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals62.86%
- HNWI19.52%
- State / Municipal Government16.65%
- Corporations / Businesses0.82%
- Charitable Organizations0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
First Citizens Asset Management, Inc. is a corporate registered adviser that began SEC registration in 2014 and positions itself as a capital allocator for both individual/family and institutional clients. Its advisory work includes financial planning, portfolio management for individuals, small businesses and institutions, selection of other advisers, and educational seminars. The firm also operates as a registered representative of a broker-dealer and as an insurance broker, and it charges fees as a percentage of assets under management. FINTRX flags the firm as not actively pursuing ESG strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds20%
- US Government Bonds17%
Owners & executives
2 of 2
Phillip Neuhart
Chief Investment OfficerCRD 4696592
Brent Ciliano
CIOCRD 3058895
Contacts
3 of 67David Lobeck
Institutional Business Development OfficerCRD 1919180
Craig Letendre
DirectorCRD 6456627
Jason Vieira
Financial Consultant IICRD 5062229
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 31Active vs passive
$313M in ETFs
87%
$271M
13%
$42.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL TOP 200 GROWTH ETF (IWY) | BlackRock | Passive | Large Growth | $86.1M | 296,224 | 27.49% |
Location
Raleigh, NC
Wake
Location
Raleigh, NC
Headquartered in Raleigh, NC, anchoring the Raleigh-Durham-Cary, NC metro in the South.
- Metro area
- Raleigh-Durham-Cary, NC
- Region
- South
- County
- Wake
- Address
- 8540 Colonnade Center Dr
- Time zone
- ET (UTC-5)
- Office locations
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