Fiori Financial Group

RIASEC Registered

Total AUM

$567M

Discretionary

$565M

100% of AUM

Avg account

$841K

Accounts

675

Employees

8

Advisory reps

5

Firm details

Headquarters: Fort Lauderdale, Florida
CRD number: 318641
Registered since: December 8, 2022
Website: fiorifg.com
Custodians: GOLDMAN SACHS CUSTODY SOLUTIONS
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI85.97%
Individuals7.82%
Pension & Profit Sharing Plans4.2%
Charitable Organizations2.01%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Fiori Financial Group is an independent registered investment adviser organized as an LLC that registered with the SEC in 2022. The firm positions itself as a capital allocator for both individuals and institutional clients, offering portfolio management for individuals, small businesses and organizations, and pension consulting services. Its pricing mixes percentage-of-AUM and fixed-fee arrangements. Fiori does not self-identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities53%
Derivatives15%
Public Funds/Mutual Funds13%
Cash & Cash Equivalents8%
State & Local Bonds5%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 19

Active vs passive

$40M in ETFs

Passive

90%

$35.8M

Active

0%

$4.2M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR GOLD TRUST (GLD)	State Street	Passive	Commodities Focused	$12.9M	33,853	32.27%

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Primary office

Fort Lauderdale, FL

Broward

Location

Fort Lauderdale, FL

Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area: Miami-Port St. Lucie-Fort Lauderdale, FL
Region: South
County: Broward
Address: 205 Se 20th St
Time zone: ET (UTC-5)
Office locations

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