FINANCIALLY SPEAKING INC
Firm details
- Headquarters
- GREENWOOD VILLAGE, Colorado
- CRD number
- 106255
- Registered since
- June 6, 1991
- Website
- financiallyspeakinginc.com
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals100%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Financially Speaking Inc is an independent, owner-operated registered investment adviser that has been SEC-registered since 1991. The firm serves individual and family clients, providing comprehensive financial planning, discretionary portfolio management for individuals and small businesses, and education through seminars and workshops. Its fee arrangements include both asset-based fees and fixed fees. The adviser does not position itself as a capital allocator and does not report active ESG investing or multi-state adviser status. Services appear focused on client-facing planning and portfolio implementation rather than institutional or pension consulting.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities78%
- Public Funds/Mutual Funds14%
- Cash & Cash Equivalents8%
Contacts
3 of 3PHILIP LUCCOCK
OwnerCRD 1212096
STACY MYERS
Principal & Financial PlannerCRD 4930086
DANIEL LUCCOCK
PrincipalCRD 5504489
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 35Active vs passive
$16.4M in ETFs
53%
$8.7M
47%
$7.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| JPMORGAN ULTRA-SHORT INCOME ETF (JPST) | JP Morgan | Active | Ultrashort Bond | $7.5M | 149,073 | 46.05% |
Location
GREENWOOD VILLAGE, CO
ARAPAHOE
Location
GREENWOOD VILLAGE, CO
Headquartered in GREENWOOD VILLAGE, CO, anchoring the Denver-Aurora, CO metro in the West.
- Metro area
- Denver-Aurora, CO
- Region
- West
- County
- ARAPAHOE
- Address
- 5889 Greenwood Plaza Blvd
- Time zone
- MT (UTC-7)
- Office locations
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