Financial Trex, LLC

RIASEC Registered
Total AUM
$4M
Discretionary
$4M
100% of AUM
Avg account
$506K
Accounts
8
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
283951
Custodians
CHARLES SCHWAB & CO., INC., BETTERMENT
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI71.44%
  • Individuals28.56%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Trex, LLC is a small, fee-based registered investment adviser that focuses on financial planning and portfolio management for individuals and small businesses. The firm structures client relationships around a mix of percentage-of-assets, hourly, and fixed-fee arrangements, which suggests flexibility for both ongoing discretionary management and project-based planning work. Investment activity centers on publicly traded equities, with an expressed preference for exchange-traded instruments and a reliance on mutual funds as a component of client portfolios. The firm does not position itself as an ESG investor, pension consultant, multi-state adviser, or capital allocator. Its business model is built around direct advisory services rather than running proprietary funds or operating as a related adviser to other firms.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 17%, Cash & Cash Equivalents 8%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds17%
  • Cash & Cash Equivalents8%

Contacts

1 of 1
  • Denise Downey

    Denise Downey

    Financial Advisor / OwnerCRD 4238077

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth