Financial Telesis Company

RIASEC Registered
Total AUM
$22.2M
Discretionary
$22.2M
100% of AUM
Avg account
$244K
Accounts
91
Employees
1
Advisory reps
2

Firm details

Headquarters
Solvang, California
CRD number
112804
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI49.25%
  • Individuals47.47%
  • Charitable Organizations2.31%
  • Corporations / Businesses0.77%
  • Pension & Profit Sharing Plans0.2%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Telesis Company is an independent registered investment adviser organized as a corporation that serves both individual/family and institutional clients. The firm provides portfolio management for individuals and small businesses and bills clients primarily as a percentage of assets under management, with the option for hourly charges. It does not identify as an active ESG investor, is not multi-state, and does not operate as a capital allocator or a related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Non-Exchange Traded Equities 17%, US Government Bonds 6%, Cash & Cash Equivalents 3%74%
  • Exchange Traded Equities74%
  • Non-Exchange Traded Equities17%
  • US Government Bonds6%
  • Cash & Cash Equivalents3%

Contacts

2 of 2
  • Jeffrey Little

    PresidentCRD 1293868

  • Monica Little

    SecretaryCRD 4420905

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Solvang, CA

Santa Barbara

Location

Solvang, CA

Headquartered in Solvang, CA, in the West of the United States.

Region
West
County
Santa Barbara
Address
1603 Copenhagen Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth