Financial Strategies Wealth Management LLC
Firm details
- Headquarters
- ,
- CRD number
- 170530
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Individuals51.11%
- HNWI44.75%
- Pension & Profit Sharing Plans4.14%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Financial Strategies Wealth Management LLC is a small, privately owned wealth advisory firm organized as an LLC that serves individual and family clients. The firm bills advisory fees as a percentage of assets under management and describes its advisory activities as discretionary portfolio management for individuals and small businesses plus the selection of other advisers. It identifies as a capital allocator and has an affiliation with an insurance company, which aligns with its use of insurance-linked products. The firm is not flagged as an active ESG investor and is not classified as a pension consultant or multi-state adviser in the snapshot data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities20%
- US Government Bonds10%
- Cash & Cash Equivalents5%
Contacts
2 of 2James Pearson
Managing PrincipalCRD 4486441
Clifton Hunter
Investment Advisor RepresentativeCRD 2954450
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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