Financial Strategies, Inc

Overview

Financial Strategies, Inc. is a small, independently owned registered investment adviser that concentrates on financial planning and portfolio management for individuals and small businesses. The firm operates on a percentage-of-assets fee model and appears to run primarily non-discretionary relationships, which means clients retain final authority over trades while the adviser provides planning and investment recommendations. Its business model favors pooled public vehicles — mutual funds and other public funds — as the main engine for client portfolios, while retaining the ability to allocate to third-party alternative managers when appropriate. The firm is not positioned as a multi-state or ESG-focused adviser and works with accountant partners as part of its client service network.

Assets & Accounts

Investments & Alternatives

Location & Offices