Financial Planning Services, Inc.

RIASEC RegisteredEst. 2020
Total AUM
$20M
Discretionary
$20M
100% of AUM
Avg account
$909K
Accounts
22
Employees
2
Advisory reps
2

Firm details

Headquarters
Fort Lauderdale, Florida
CRD number
311146
Registered since
September 22, 2020
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI90%
  • Individuals10%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Planning Services, Inc. is an independent registered investment adviser that provides financial planning and portfolio management primarily to individuals and small businesses. The firm is organized as a corporation, is owned by an individual, and has been SEC-registered since 2020. Its advisory model blends ongoing asset-based relationships with project work billed hourly or via fixed fees, reflecting a mix of retainer and AUM-based revenue. The practice is not positioned as an allocator or pension consultant, and it does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 60%, Exchange Traded Equities 20%, US Government Bonds 10%, Cash & Cash Equivalents 10%60%
  • Public Funds/Mutual Funds60%
  • Exchange Traded Equities20%
  • US Government Bonds10%
  • Cash & Cash Equivalents10%

Owners & executives

1 of 1
  • Kathleen Pratt

    Chief Compliance OfficerCRD 7896010

Contacts

1 of 1
  • Kelly Burke

    Kelly Burke

    Managing PartnerCRD 2768537

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Fort Lauderdale, FL

Broward

Location

Fort Lauderdale, FL

Headquartered in Fort Lauderdale, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Broward
Address
2400 E Commercial Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth