Financial Planning Consultants, LLC

RIAState Registered
Total AUM
—
Avg account
$0
Accounts
0
Employees
3
Advisory reps
3

Firm details

Headquarters
San Jose, California
CRD number
118547
Website
fpcllc.com
Fee structure
Percentage of AUM, Other
Services
Financial PlanningSelection of Other Advisers

Firm profile

FINTRX

Overview

Financial Planning Consultants, LLC is a California-registered limited liability company that positions itself as a small, service-oriented adviser focused on financial planning and the selection of outside advisers. The firm combines advisory work with non‑advisory business lines: it operates as an insurance broker and provides accounting services. Its stated fee model includes AUM-based charges as well as other fee arrangements. The firm identifies itself as a capital allocator, directing client capital to external managers rather than running large in‑house proprietary strategies. It does not characterize itself as an ESG investor and is not structured as a multi‑state adviser. The firm lists several industry affiliations, including relationships with a broker‑dealer, another investment adviser, an accounting practice, and an insurance company, suggesting client work that crosses advisory, insurance placement, and accounting/administrative support. Advisory activity is concentrated on financial planning and on sourcing or selecting third‑party advisers for clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • David Doolin

    David Doolin

    Managing PartnerCRD 4490102

  • Edward Davis

    Edward Davis

    ​Senior PartnerCRD 4490103

  • John Kawamoto

    John Kawamoto

    ​Senior PartnerCRD 4719957

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

San Jose, CA

Santa Clara

Location

San Jose, CA

Headquartered in San Jose, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Santa Clara
Address
333 W Santa Clara St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth