Financial Planning, Asset Management

Overview

This independent registered investment adviser operates as a small, owner-managed LLC focused on financial planning and discretionary portfolio management for individuals and families, including small-business owners. The firm charges clients on a percentage-of-assets basis and structures client solutions around equity exposure, using both exchange-traded instruments and pooled vehicles. It does not position itself as a multi-state adviser, pension consultant, or ESG-specialist; its mandate is straightforward wealth and portfolio management for a concentrated client base. Investment activity is equity-centric: the adviser allocates the bulk of client assets to exchange-traded equities and related ETFs, favoring liquid, transparent instruments for portfolio construction. Financial planning is paired with active portfolio oversight on a discretionary basis, allowing the firm to implement asset allocation and rebalancing without seeking client approval for each trade.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices