Financial Management Network Inc

RIASEC RegisteredEst. 1991

Total AUM

$2.1B

Discretionary

$1.6B

73% of AUM

Avg account

$479K

Accounts

4,474

Employees

Advisory reps

Firm details

Headquarters: Mission Viejo, California
CRD number: 110454
Registered since: December 31, 1991
Website: www.fmncc.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI58.93%
Pension & Profit Sharing Plans27.92%
Individuals12.16%
Insurance Companies0.7%
Corporations / Businesses0.29%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Financial Management Network Inc is a corporation that has been SEC-registered since 1991 and serves both individual/family and institutional clients. The firm provides a mix of financial planning and discretionary portfolio management for individuals, small businesses, and institutions, and it also lists pension consulting among its advisory services. In addition to advisory work, the firm operates as an insurance broker and maintains affiliations with broker-dealers, an insurance company, and a real estate broker. Fee arrangements are flexible and include percentage-of-AUM billing, hourly charges, fixed fees, and other structures. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser.