Financial Management Network Inc

RIASEC Registered

Total AUM

$2.1B

Discretionary

$1.6B

73% of AUM

Avg account

$479K

Accounts

4,474

Employees

Advisory reps

Firm details

Headquarters: Mission Viejo, California
CRD number: 110454
Registered since: December 31, 1991
Website: www.fmncc.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI58.93%
Pension & Profit Sharing Plans27.92%
Individuals12.16%
Insurance Companies0.7%
Corporations / Businesses0.29%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Financial Management Network Inc. is a corporation that provides advisory and planning services to both individual and institutional clients. The firm is SEC-registered (first registered in 1991) and offers financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, and pension consulting. It also operates as an insurance broker and maintains affiliations with broker-dealers, insurance companies, and real estate brokers. Fee arrangements at the firm are flexible: they include percentage-of-AUM fees as well as hourly, fixed, and other fee types. The client base combines individual and family relationships with institutional business, and the firm reports a mix of advisory activities rather than acting primarily as a third-party capital allocator.