Financial Horizons, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 110741
- Registered since
- July 30, 1975
- Fee structure
- Percentage of AUM
- Client types
- HNWI78.63%
- Pension & Profit Sharing Plans21.37%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Financial Horizons, Inc. is an independent registered investment adviser organized as a corporation and SEC-registered since 1975. The firm is owned by an individual and advises both high-net-worth individuals and families as well as institutional clients. Its core advisory work is portfolio management for individuals and small businesses, and it charges fees based on a percentage of assets under management. The firm does not position itself as an active ESG investor, is not a multi-state adviser, and does not serve as a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- Cash & Cash Equivalents11%
- US Government Bonds1%
Owners & executives
1 of 1James Adams
President, CEO and CCOCRD 5032102
Contacts
1 of 1Ursula Lenz
SecretaryCRD 6932237
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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