Financial Guidance Group, Inc.

RIASEC Registered

Total AUM

$288M

Discretionary

$288M

100% of AUM

Avg account

$337K

Accounts

855

Employees

5

Advisory reps

3

Firm details

Headquarters: ,
CRD number: 108799
Registered since: February 6, 2015
Website: fgginc.com
Custodians: SHAREHOLDERS SERVICE GROUP, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI73.62%
Individuals25.39%
Pension & Profit Sharing Plans0.99%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Financial Guidance Group, Inc. is an independent registered investment adviser that has been SEC-registered since 2015. The firm serves individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Ownership is held at the individual level. Its client-fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities90%
Cash & Cash Equivalents5%
US Government Bonds2%
Public Funds/Mutual Funds2%
State & Local Bonds1%

Owners & executives

1 of 1

Christoph Von Dem Bussche
CEOCRD 4649547

Contacts

2 of 2

Carl Von Dem Bussche (sr)
Founder & ChairmanCRD 843581
Carl Von Dem Bussche
PresidentCRD 4578674

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 90

Active vs passive

$353M in ETFs

Passive

68%

$240M

Active

23%

$113M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)	Invesco	Passive	Large Growth	$24.9M	33,615	7.05%

Unlock additional holdings →

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Oak Harbor Wealth Partners

AUM $288MTEAM 4REPS 3

GF Capital Asset Advisors, LLC

New York, NY

AUM $288MTEAM 8REPS 5

Ridgepost Capital Advisors, LLC

Dallas, TX

AUM $288MTEAM 10REPS 3

Traction Financial Partners

Encampment, WY

AUM $288MTEAM 9REPS 7

Philip Vongontard, Cfa, LLC

Saint Louis, MO

AUM $289MTEAM 1REPS 1

Yellowstone Capital Partners

Gainesville, FL

AUM $289MTEAM 2REPS 1