Financial Consulting Associates

Overview

Financial Consulting Associates is a small, independent registered investment advisor organized as a sole proprietorship that focuses on financial planning and portfolio management for individuals and small businesses. The firm charges a combination of percentage-of-AUM fees and hourly fees, which supports both ongoing portfolio oversight and project-based planning work. The adviser is not positioned as a capital allocator or pension consultant and does not market itself as an ESG-focused manager. The firm’s investment tilt is clearly toward publicly traded equities. Filings show a strong preference for exchange-traded equities as the primary vehicle for client exposure, suggesting a public-markets, liquid-asset approach rather than private investment-led strategies. With a compact client base the practice appears to deliver a high-touch, bespoke service model rather than a scaled institutional offering.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices