Financial Consulate

RIASEC RegisteredEst. 1983

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$325K

Accounts

3,375

Employees

Advisory reps

Firm details

Headquarters: Hunt Valley, Maryland
CRD number: 106898
Registered since: April 29, 1983
Website: financialconsulate.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI77.13%
Individuals22.13%
Pension & Profit Sharing Plans0.68%
Corporations / Businesses0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Financial Consulate is an independent registered investment adviser that has been operating since the early 1980s. The firm is organized as a corporation with individual ownership and presents itself as a capital allocator for both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and investor education through newsletters and seminars. The firm also lists accounting among its business activities. Fee arrangements are flexible, including percentage-of-assets, hourly billing and fixed fees. Financial Consulate does not identify itself as an active ESG investor. The firm uses third-party managers for certain alternative strategies and offers a mix of retail and institutional solutions rather than a single product-only approach.