FINANCIAL CONNECTION, INC

Overview

Financial Connection, Inc. is a small, individually owned corporate advisory and insurance business that combines financial planning and portfolio management for individuals, small businesses and institutional clients with insurance brokerage activity. The firm charges a mix of percentage-of-AUM and hourly fees and identifies itself as offering both planning and discretionary portfolio management. It does not position itself as an ESG-focused allocator and is not listed as a pension consultant or multi-state adviser in the data provided. Investment activity appears modest and conservative in posture: the firm’s reported asset mix is dominated by cash and cash equivalents, and its stated investment vehicles include mutual funds. Given the firm’s insurance-broker affiliation, its client solutions likely emphasize liquid, low-turnover structures alongside insurance products and traditional mutual fund strategies rather than complex alternative strategies.

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Location & Offices