Financial Concepts Unlimited, Inc.

Overview

Financial Concepts Unlimited, Inc. is an independent, owner-operated registered investment adviser founded in 2002 that provides financial planning and discretionary portfolio management primarily for individuals, families and small business owners. The firm runs a fee model that includes percentage-of-AUM billing alongside hourly and fixed-fee engagements, which supports a mix of ongoing advisory relationships and project-driven planning work. Portfolios are managed on a discretionary basis and the firm favors exchange-traded equities as the principal public market sleeve. The adviser does not identify as an active ESG investor and is not structured as a multi-state adviser or capital allocator. Client-facing activities focus on personalized financial planning and portfolio management for individual and family clients and small-business owners. Custody and execution are concentrated at a single major custodian, enabling the firm to implement SMA-style overlays and listed-equity strategies efficiently while also accessing third-party managers for alternative exposures.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices