Financial Concepts Unlimited, Inc.
Firm details
- Headquarters
- ,
- CRD number
- 118641
- Registered since
- July 29, 2002
- Website
- fcuinc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI82.7%
- Individuals15.97%
- Corporations / Businesses1.33%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Financial Concepts Unlimited, Inc. is an independent, SEC-registered investment adviser that has operated since 2002. The firm is owner-managed and serves both individual and family clients as well as institutional accounts. Its advisory work focuses on financial planning and discretionary portfolio management for individuals and small businesses. Fee arrangements include a percentage-of-assets model alongside hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not organized as a multi-state adviser or a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities44%
- Public Funds/Mutual Funds34%
- Cash & Cash Equivalents14%
- Other7%
- Private Funds1%
Owners & executives
1 of 1John Taylor
President, CEOCRD 4195320
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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