Financial Compass LLC

RIAState Registered
Total AUM
$83.7M
Discretionary
$83.7M
100% of AUM
Avg account
$565K
Accounts
148
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
148773
Custodians
ALTRUIST FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI97.01%
  • Individuals2.99%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Financial Compass LLC is an independent, individually owned advisory firm organized as an LLC that provides planning and portfolio management for individuals, families and small businesses. The firm charges a mix of fee types — a percentage of assets under management, hourly fees and fixed fees — which suggests it serves both assets-based long-term relationships and discrete planning engagements. Advisory services listed include financial planning and discretionary portfolio management; the firm does not identify itself as a capital allocator and does not pursue active ESG investing.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 54%, Public Funds/Mutual Funds 45%, Cash & Cash Equivalents 1%54%
  • Exchange Traded Equities54%
  • Public Funds/Mutual Funds45%
  • Cash & Cash Equivalents1%

Contacts

1 of 1
  • Julie Mcnulty

    Julie Mcnulty

    FounderCRD 5627040

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth