FINANCIAL ADVISORY PARTNERS, LLC

RIASEC RegisteredEst. 2021
Total AUM
$378M
Discretionary
$378M
100% of AUM
Avg account
$663K
Accounts
570
Employees
3
Advisory reps
5

Firm details

Headquarters
WINTER PARK, Florida
CRD number
310914
Registered since
January 4, 2021
Custodians
RBC CAPITAL MARKETS, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI53.43%
  • Individuals26.32%
  • Corporations / Businesses10.46%
  • Charitable Organizations5.97%
  • Insurance Companies3.43%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Financial Advisory Partners, LLC is an SEC-registered advisory firm organized as an LLC and operating as a bank broker-dealer and capital allocator. The firm serves both individual and family clients as well as institutional accounts, offering financial planning, portfolio management for individuals and small businesses, and manager selection services. Its fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Exchange Traded Equities 35%, US Government Bonds 2%, State & Local Bonds 1%, Sovereign Bonds 1%, Cash & Cash Equivalents 1%59%
  • Public Funds/Mutual Funds59%
  • Exchange Traded Equities35%
  • US Government Bonds2%
  • State & Local Bonds1%
  • Sovereign Bonds1%

Owners & executives

3 of 3

  • PIERRE ALLARD

    Chief Investment OfficerCRD 5860780

  • DAVID SUTPHIN

    Chief Compliance OfficerCRD 2747358

  • Harold Miller

    Chief Compliance OfficerCRD 4214267

Contacts

2 of 2

  • ALEXANDER VANDENBERG

    Investment Adviser RepresentativeCRD 2704418

  • PATRICIA MANLEY

    Financial ProfessionalCRD 1454385

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 34

Active vs passive

$256M in ETFs

Passive

94%

$239M

Active

0%

$16.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND (VCIT)VanguardPassiveCorporate Bond$53.3M644,29420.85%
Unlock additional holdings →

Location

Primary office

WINTER PARK, FL

ORANGE

Location

WINTER PARK, FL

Headquartered in WINTER PARK, FL, anchoring the Orlando-Lakeland-Deltona, FL metro in the South.

Metro area
Orlando-Lakeland-Deltona, FL
Region
South
County
ORANGE
Address
1201 S Orlando Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth