Fiam LLC

RIASEC RegisteredEst. 2004

Total AUM

$348B

Discretionary

$348B

100% of AUM

Avg account

$537M

Accounts

647

Employees

196

Advisory reps

Firm details

Headquarters: Smithfield, Rhode Island
CRD number: 133196
Registered since: December 2, 2004
Custodians: BROWN BROTHERS HARRIMAN INVESTMENTS, LLC, THE BANK OF NEW YORK MELLON, STATE STREET BANK AND TRUST COMPANY, THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Investment Companies67.6%
Other Investment Advisers8.32%
Pooled Investment Vehicles7.02%
Charitable Organizations4.2%
Pension & Profit Sharing Plans3.7%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Fiam LLC is a multi-strategy investment manager organized as an LLC and registered with the SEC since 2004. The firm operates across hedge fund, private equity, real estate and other pooled-vehicle strategies and serves both individual/family clients and institutional investors. Its service set includes discretionary portfolio management for individuals, pooled vehicles and institutions, selection of third‑party advisers, and pension consulting; the firm is also active as a commodity pool operator/commodity trading adviser. Fee arrangements include percentage-of-assets and performance-based components. The firm is not described as an active ESG investor and is reported as a single-state adviser. Ownership is listed as a mix of a domestic entity and an individual.