FERRARO WEALTH MANAGEMENT, LLC

RIASEC Registered

Total AUM

$105M

Discretionary

$105M

100% of AUM

Avg account

$389K

Accounts

270

Employees

Advisory reps

Firm details

Headquarters: DUBLIN, Ohio
CRD number: 308015
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI85.38%
Individuals14.57%
Charitable Organizations0.05%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Ferraro Wealth Management, LLC operates as an independent registered investment adviser focused on fee-based wealth management for individuals, families and select institutional relationships. The firm delivers comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting support and educational seminars. Its pricing runs on a mix of percentage-of-AUM and fixed-fee arrangements, and client relationships are managed on a discretionary basis. Investment practice leans toward pooled, manager-driven solutions rather than concentrated single-stock exposures. Public funds and mutual funds are the primary building blocks of client portfolios, while the firm supplements core allocations with external real estate managers when clients need alternative exposure. The firm is not classified as an ESG-focused investor and is structured as a single-owner LLC operating as an independent RIA.