Fermata Advisors
Firm details
- Headquarters
- Sonoma, California
- CRD number
- 305614
- Registered since
- September 30, 2019
- Website
- fermatallc.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI44.41%
- Pension & Profit Sharing Plans29.91%
- Individuals23.74%
- Corporations / Businesses0.83%
- Other0.56%
- Services
- Financial PlanningPortfolio Management for IndividualsPension Consulting
Firm profile
FINTRXOverview
Fermata Advisors LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2019. The firm works with both individuals and families as well as institutional clients and offers financial planning, portfolio management for individuals and small businesses, and pension-related consulting. Its fee arrangements include traditional percentage-of-AUM billing alongside hourly and fixed-fee engagements. Fermata does not identify as an active ESG investor and does not operate as a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds77%
- Exchange Traded Equities14%
- Cash & Cash Equivalents8%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 14
Christopher Sipes
Managing PrincipalCRD 5849183
Zachary Paul
Principal & AdvisorCRD 6372655
Mason Moore
Principal AdvisorCRD 6863231
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 201Active vs passive
$462M in ETFs
52%
$241M
37%
$221M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 ETF (VOO) | Vanguard | Passive | Large Blend | $17M | 24,204 | 3.67% |
Location
Sonoma, CA
Sonoma
Location
Sonoma, CA
Headquartered in Sonoma, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Sonoma
- Address
- 539 Broadway
- Time zone
- PT (UTC-8)
- Office locations
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