FBA Wealth Management, LLC

RIASEC Registered
Total AUM
$25M
Discretionary
$15.2M
61% of AUM
Avg account
$46.6K
Accounts
537
Employees
4
Advisory reps
1

Firm details

Headquarters
,
CRD number
146390
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

FBA Wealth Management, LLC operates as a limited liability company focused on providing portfolio management services primarily for individuals and small businesses. The firm adopts a fee structure based on a percentage of assets under management (AUM) and engages in insurance brokerage activities. While it does not actively pursue Environmental, Social, and Governance (ESG) investments, FBA Wealth Management has a diverse client base, primarily consisting of individual and family clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 90%, Exchange Traded Equities 5%, Cash & Cash Equivalents 3%, US Government Bonds 2%90%
  • Public Funds/Mutual Funds90%
  • Exchange Traded Equities5%
  • Cash & Cash Equivalents3%
  • US Government Bonds2%

Contacts

1 of 1
  • James Reynolds

    James Reynolds

    Managing Member, PrincipalCRD 1911474

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth