Faulkner Financial Planning, LLC

Overview

Faulkner Financial Planning, LLC is an independent registered investment adviser focused on serving individual and family clients with a mix of financial planning and portfolio guidance. The firm’s business model blends fee-based advisory work—charged both as a percentage of assets under management and on an hourly basis—with insurance brokerage services. Advisory activities emphasize financial planning, portfolio management for individuals and small businesses, and the selection of other advisers, which suggests the firm frequently acts as a capital allocator and coordinator rather than as a large discretionary asset manager. Investment activity centers on publicly available pooled vehicles rather than direct stock-picking or proprietary strategies. The firm is not positioned as an ESG investor and operates with a single-state footprint. Given its size and the mix of fee structures, the firm appears to lean toward personalized, consultative relationships where clients receive planning and referrals to third-party managers when appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices