FARRAUTO WEALTH MANAGEMENT, INC

RIASEC Registered
Total AUM
$31.1M
Discretionary
$31.1M
100% of AUM
Avg account
$203K
Accounts
153
Employees
1
Advisory reps
1

Firm details

Headquarters
New York, New York
CRD number
129684
Fee structure
Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Commissions, Other
Client types
  • HNWI96.94%
  • Individuals3.06%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Farrauto Wealth Management, Inc. is an independent registered investment adviser that serves individual and family clients. The firm combines financial planning and portfolio management with educational outreach — publishing periodicals and running seminars — and also acts as an insurance broker and financial product salesperson. Its fee structure is flexible and layered, including percentage-of-AUM billing alongside hourly, subscription, fixed-fee and commission components, which allows it to tailor pricing to different client needs. Investment behavior is equity-centric. The firm favors exchange-traded instruments as the primary building block of client portfolios and maintains a clear preference for equities. At the same time, Farrauto Wealth Management supplements public-market exposure with third‑party alternative managers and insurance products to address income, diversification and liability-matching objectives. Services listed on the firm’s materials emphasize individualized portfolio management for both individuals and small businesses, financial planning and occasional pension-consulting work.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, US Government Bonds 24%, Investment Grade Corp Bonds 2%, State & Local Bonds 1%, Cash & Cash Equivalents 1%72%
  • Exchange Traded Equities72%
  • US Government Bonds24%
  • Investment Grade Corp Bonds2%
  • State & Local Bonds1%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • GREGG FARRAUTO

    Founder & CEOCRD 1894541

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Liberty Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth