Farm And Community Advisory

RIASEC Registered
Total AUM
$1.5M
Discretionary
$973K
65% of AUM
Avg account
$135K
Accounts
11
Employees
3
Advisory reps
3

Firm details

Headquarters
,
CRD number
331936
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI95.97%
  • Pension & Profit Sharing Plans4.03%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Farm And Community Advisory is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm serves both individual and family clients as well as institutional relationships, charging fees based on a percentage of assets under management. Its advisory services, as disclosed in filings, include financial planning, portfolio management for individuals and small businesses, and pension consulting services; however, the firm is not identified as a pension consultant in regulatory summary fields. Farm And Community Advisory does not report active ESG investing and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Exchange Traded Equities 1%, Cash & Cash Equivalents 1%98%
  • Public Funds/Mutual Funds98%
  • Exchange Traded Equities1%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • Neil Gavande

    Neil Gavande

    FounderCRD 4464545

  • Salil Prasad

    Salil Prasad

    Investment Adviser RepresentativeCRD 8176812

  • Joshua Williams

    Joshua Williams

    Investment Adviser RepresentativeCRD 8024037

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth