FALCON INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 2012
Total AUM
$3.3B
Discretionary
$3.3B
100% of AUM
Avg account
$234M
Accounts
14
Employees
33
Advisory reps
5

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
161548
Registered since
March 30, 2012
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Falcon Investment Advisors, LLC is a privately held investment adviser that focuses on managing pooled private investment vehicles for institutional clients. The firm acts as sponsor, general partner and managing member of those vehicles, running strategies that are concentrated in private equity while also maintaining exposure to private credit. Falcon structures its engagements with a fee model that includes both a percentage of assets under management and performance-based fees, consistent with active, closed-end private fund management. Falcon registers with the SEC (registered in 2012) and positions itself as an institutional manager rather than a retail adviser. The firm identifies as an active ESG investor, indicating that environmental, social and governance factors are incorporated into investment review or monitoring across at least some of its funds. Falcon does not operate as a multi-state adviser, is not a pension consultant and is not categorized as a capital allocator in the snapshot data — the emphasis is on direct fund management and operator-level roles in private vehicles.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • JOHN SCHNABEL

    Managing Partner and Chief Investment OfficerCRD 5265381

Contacts

3 of 4
  • JASON ASH

    Managing DirectorCRD 4784285

  • MATTHEW PROUT

    Managing PartnerCRD 4006208

  • SVEWVIRICH GRASSHOFF

    PartnerCRD 4017604

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
116 Huntington Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth