Faith Investor Services

RIASEC RegisteredEst. 2021
Total AUM
$280M
Discretionary
$276M
99% of AUM
Avg account
$468K
Accounts
598
Employees
10
Advisory reps
7

Firm details

Headquarters
Scottsdale, Arizona
CRD number
313337
Registered since
May 17, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Investment Companies63.65%
  • HNWI21.96%
  • Individuals14.39%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesSelection of Other Advisers

Firm profile

FINTRX

Overview

Faith Investor Services is an SEC-registered institutional RIA organized as a limited liability company and registered in 2021. The firm serves both individual/family and institutional clients and charges fees based on a percentage of assets under management. Its advisory services include financial planning, discretionary portfolio management for individuals, small businesses and investment companies, and selection/oversight of other advisers — it identifies itself as a capital allocator that places client capital with third‑party managers where appropriate. The firm does not describe itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, Non-Exchange Traded Equities 36%, Cash & Cash Equivalents 7%, US Government Bonds 6%, Investment Grade Corp Bonds 5%, State & Local Bonds 1%, Non-Investment Grade Corp Bonds 1%, Derivatives 1%43%
  • Exchange Traded Equities43%
  • Non-Exchange Traded Equities36%
  • Cash & Cash Equivalents7%
  • US Government Bonds6%
  • Investment Grade Corp Bonds5%

Owners & executives

2 of 2
  • Laura Heitland

    Chief Compliance OfficerCRD 8079108

  • Steven Nelson

    Steven Nelson

    Chairman & CEOCRD 1770674

Contacts

3 of 5
  • John Rowley

    John Rowley

    Senior Portfolio ManagerCRD 1175881

  • John Schmidt

    John Schmidt

    Registered Wealth Management AssociateCRD 6864802

  • Kevin Howard

    Kevin Howard

    Registered Client Service AssociateCRD 7872168

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Scottsdale, AZ

Maricopa

Location

Scottsdale, AZ

Headquartered in Scottsdale, AZ, anchoring the Phoenix-Mesa, AZ metro in the West.

Metro area
Phoenix-Mesa, AZ
Region
West
County
Maricopa
Address
7047 E Greenway Pkwy
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth