Exeter Investment Management

RIASEC Registered
Total AUM
$27M
Discretionary
$27M
100% of AUM
Avg account
$1.9M
Accounts
14
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
335442
Custodians
THE VANGUARD GROUP, INC., INTERACTIVE BROKERS LLC
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI90.48%
  • Charitable Organizations6.02%
  • Individuals3.5%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Exeter Investment Management is a small, independent registered investment adviser organized as an LLC and owned by an individual. The firm’s stated advisory activity is portfolio management for individuals and small businesses. Its fee model includes a traditional percentage-of-assets arrangement and the ability to charge performance-based fees. The firm does not identify as an active ESG investor, is not structured as a capital allocator, and is not registered as a multi-state adviser or pension consultant.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 50%, Exchange Traded Equities 32%, Public Funds/Mutual Funds 9%, Cash & Cash Equivalents 8%50%
  • Other50%
  • Exchange Traded Equities32%
  • Public Funds/Mutual Funds9%
  • Cash & Cash Equivalents8%

Owners & executives

1 of 1
  • Jacob Saroyan

    Jacob Saroyan

    Founder & CEOCRD 5679597

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth