EXCOMP ASSET MANAGEMENT LTD

RIASEC RegisteredEst. 1993

Total AUM

$140M

Discretionary

$140M

100% of AUM

Avg account

$960K

Accounts

146

Employees

Advisory reps

Firm details

Headquarters: MELVILLE, New York
CRD number: 110434
Registered since: January 12, 1993
Website: www.excompam.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI54.52%
Individuals35.65%
Pension & Profit Sharing Plans9.84%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Excomp Asset Management Ltd is a corporation that has been SEC-registered since 1993 and is owned by an individual. The firm provides discretionary portfolio management to both individual and family clients and to business or institutional accounts, with services described as portfolio management for individuals/small businesses and for businesses or institutions. Its billing combines a percentage-of-assets model with the option of fixed fees. The adviser does not position itself as an active ESG investor, is not registered as a multi-state adviser, and is not identified as a pension consultant or as a related adviser. The firm is not listed as a capital allocator.