Excalibur Management Corp
Firm details
- Headquarters
- Waltham, Massachusetts
- CRD number
- 110836
- Registered since
- September 11, 1991
- Website
- www.excalmgmt.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, FNZ TRUST COMPANY, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI77.68%
- Individuals14.83%
- Corporations / Businesses4.74%
- Charitable Organizations2.35%
- Pension & Profit Sharing Plans0.41%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Excalibur Management Corp is an independent registered investment adviser first registered with the SEC in 1991 and organized as a privately owned corporation. The firm serves individual and family clients and bills primarily on a percentage-of-assets basis, with some fixed-fee arrangements. Core advisory services include financial planning and discretionary portfolio management for individuals, small businesses, and institutional or business clients. The firm reports relationships with accountants and an insurance company as industry affiliations and does not identify itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities40%
- State & Local Bonds24%
- US Government Bonds18%
- Investment Grade Corp Bonds12%
- Public Funds/Mutual Funds4%
Owners & executives
1 of 1
Ellen Bruno
Chief Compliance OfficerCRD 2183780
Contacts
3 of 7David Leggett
Managing DirectorCRD 5337887
Kimberly Leggett
Managing DirectorCRD 5340071
Marc Ohler
Managing Director & PrincipalCRD 4318901
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$32M in ETFs
89%
$28.4M
4%
$3.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $6.7M | 31,472 | 20.96% |
Location
Waltham, MA
Middlesex
Location
Waltham, MA
Headquartered in Waltham, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- Bay Colony Corporate Ctr Win St
- Time zone
- ET (UTC-5)
- Office locations
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