Excalibur Management Corp
Firm details
- Headquarters
- Waltham, Massachusetts
- CRD number
- 110836
- Registered since
- September 11, 1991
- Website
- www.excalmgmt.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC, FNZ TRUST COMPANY, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI77.68%
- Individuals14.83%
- Corporations / Businesses4.74%
- Charitable Organizations2.35%
- Pension & Profit Sharing Plans0.41%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Excalibur Management Corp is an independent, SEC-registered registered investment adviser that has been in operation since 1991 and is owned by an individual. The firm focuses on private client work—serving individuals and families—and provides financial planning and portfolio management for individuals, small businesses, and business or institutional clients. Its charging model combines a percentage-of-assets-under-management component with fixed fees. Excalibur does not act as a capital allocator; instead, it relies on external managers when allocating to third‑party alternative funds. The firm is not flagged as a multi‑state adviser and is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities40%
- State & Local Bonds24%
- US Government Bonds18%
- Investment Grade Corp Bonds12%
- Public Funds/Mutual Funds4%
Owners & executives
1 of 1
Ellen Bruno
Chief Compliance OfficerCRD 2183780
Contacts
3 of 7David Leggett
Managing DirectorCRD 5337887
Kimberly Leggett
Managing DirectorCRD 5340071
Matthew Delduchetto
President & PrincipalCRD 4845864
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$32M in ETFs
89%
$28.4M
4%
$3.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $6.7M | 31,472 | 20.96% |
Location
Waltham, MA
Middlesex
Location
Waltham, MA
Headquartered in Waltham, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Middlesex
- Address
- Bay Colony Corporate Ctr Win St
- Time zone
- ET (UTC-5)
- Office locations
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